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This would be a big Wall Street reputable company. They advertise on TV every time. We don't think the broker was out to get him. The broker probably thought had been looking doing an excellent job, mainly because had been trained in the brokerage office. But the brokerage firm - shame to them! They knew and understood what happening. They made money at least twice. They made money underwriting (selling) the stock, creating the preferred stock offering for the businesses. Then they made money again when they sold the stock to this 86 year old lady. They put their firm's interests in advance of their client's. And now she is make payment on price.
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She got caught up by product sales pitch their seminar (I think has been a discount if you signed up before the seminar was over) and paid for one revocable living trust, pour-over will, and wellness and financial powers of attorney.
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